Regulatory and Risk Transformation
In these resource-constrained times, it is imperative for organisations to take a strategic approach to regulation, delivering strategic initiatives to drive a competitive edge. Delta Capita can help lift your regulatory compliance burden with optimal solutions customised for your organisation.
The Cost of Non-compliance
Financial institutions constantly have to maintain the balance between demonstrating compliance and meeting the demands of future regulatory changes. With a host of impending regulations and regulatory reviews on the horizon, organisations need to be adaptable to new requirements and demands at all times.
Today, the impacts and costs of regulatory non-compliance go beyond just regulatory fines. Inefficient regulatory management means increased operational costs, whereas non-compliance results in risking your reputation, market share, customer trust and falling behind on the innovation curve within the regulatory domain.
Identify regulatory impact and build efficient operating models with DCModus
With its prebuilt dictionary of business models and regulatory impact assessments, DCModus can help you accelerate regulatory impact analysis and build optimal operating models based on identifying operational synergies. Its intuitive, easy-to-navigate methodology takes the complexity out of E2E regulatory traceability.
Make real-time transactional lifecycle transparency possible
DCEcho non-intrusively ‘listens’ to all your transactional and payment flows without adding weight to your tech architecture. It correlates associates and analyses key business information as the data flows to give you actionable, real-time insights across products, clients, business lines, services and much more. With CSDR on the horizon, this capability will soon become a mandatory requirement for all market participants.
Key Regulatory Topics
As the financial services industry starts to look beyond the pandemic, we notice firms turning back their attention towards key regulatory topics.
Brexit readiness, IBOR transition, SFTR and CSDR preparedness have dominated many regulatory change agendas in 2020 and early 2021, we expect these topics to continue being in focus in the short term. In addition, increased emphasis on operational resilience in a post-pandemic world, more scrutiny on AML/AFC and KYC frameworks, several upcoming regulatory reviews across reporting, capital requirements, risk management and investor protection topics as well as due attention on climate-risk management and ESG disclosure requirements some of the common themes we see emerging across multiple regulators’ agendas which are worth the watch. Furthermore, regulators’ now demand more from firms in terms of quality and sustainability of regulatory compliance, than ever before.
Download our Regulation Timeline for more information.
How We Can Help You
At Delta Capita, we create bespoke, optimal solutions for your organisation, aligned with best practices, while helping to identify strategic, regulation-driven business objectives.
Our Delta Capita regulatory advisory and consulting team can support you through the entire lifecycle of regulatory demands, including:
- Horizon scanning and alerts
- Business and operating model impact analysis
- Benchmarking and business case definition
- Regulatory reporting
- Regulatory operating model design
- Project implementation – requirements and solution design
- Repapering and outreach
- Regulatory control frameworks
- Regulator responses and reviews
- Independent audits and QA
Collaborate with Industry Experts
At Delta Capita, we offer a broad understanding of regulatory risk and transformation. Our regulatory advisory and consulting team includes regulatory SMEs, experienced regulatory project managers and senior industry practitioners who have held senior management positions at large tier-1 institutions and have been accountable for a wide array of regulatory risk.
We don’t believe in a one-size-fits-all approach, but rather in collaboration. Supported by our deep domain knowledge and technology capabilities, our experts work with organisations to identify the most efficient and optimal solutions for specific regulatory challenges.
NEWS & INSIGHTS