Transaction Reporting

MiFID II introduced additional reporting fields and asset classes for transaction reporting. Regulators also ask firms to demonstrate that they understand their transactional workflows and that robust compliance, business, operations and IT procedures are in place.

Delta Capita are regulatory and workflow specialists and have assisted a number of its clients with its transaction reporting obligations including documenting and visualising all transaction flows, build the transaction reporting feeds and help with backlogs and day-to-day transaction reporting queries (e.g. missing LEIs).