Meet Regulatory Compliance Requirements

Regulated firms continue to face regulatory challenges (MiFID 2, Dodd-Frank, EMIR, IFRS9, GDPR, etc.). Failure to comply leads to very visible reputational risk consequences with hefty regulator fines and costs. Regulators’ common findings of non-compliance relate to completeness (failure to report or late reporting) and data quality (incorrect population of mandatory data fields).

Delta Capita has helped a number of its clients with resources and technical solutions (own and vendor solutions) to help address the various mandatory regulations from a business and IT perspective to reduce manual work and help ensure compliance to the Regulators, the Business and Clients.

Use Cases