MiFID II represents the major overhaul of financial regulation for over a decade and its impact will be felt well beyond European borders. However it is easy to get lost among directives, regulations and RTSs and challenging to understand what portions of it are relevant to your business.
The first step is to assess and document your readiness level.
This guide will help you:
- Structure your assessment per business area and regulatory stream
- Document your current state model
- Document and report your level of readiness
Delta Capita professionals are industry practitioners that know and understand how the industry is responding and implementing MiFID II, across asset classes, from the large tier 1 institution to the nimble and specialist tier 2.
We can help you make sense of the regulation, quickly understand how your firm is impacted ensuring that you have covered all angles, document the whole process and help you implement the necessary changes whether these relate to a business process or technology.