Securities Finance

In an environment of increased regulation, restricted balance usage and changing demand drivers, firms irrespective of their position in the securities finance value chain are challenged to remain competitive.

Insights

Whilst the perspective for beneficial owners, agency lenders, central counterparties, borrowers (banks, broker dealers and prime brokers) and hedge funds may be different they all face common challenges:

  • Cost reduction and fixed cost
  • Scalability
  • Functional agility: –
    • Inventory management
    • Liquidity management
    • Collateral efficiency and eligibility
    • End-to-end deal processing and trade management
  • Regulatory Compliance

How Delta Capita can help

Advisory and delivery services

  • Delta Capita provides securities finance practitioners with sell-side, buy-side and market infrastructure expertise
  • They have insight of the cost and efficiencies that firms face and can provide
    • Target Operating Model formulation
    • Optimised application architecture
    • System/Vendor selection evaluation and due diligence
    • Commercial negotiation and contracting
    • Delivery expertise including programme leadership
    • Ongoing provision of solutions to meet service provider integration, business and regulatory change

Outsourcing and managed services

As an alternative to the traditional in-house enterprise model, Delta Capita can provide a securities finance manage service by means of a blended solution of on-site, off-site and offshore services through our London and Johannesburg offices, optimising quality and responsiveness and ensuring suitable face-to-face contact for our clients. We focus on functions where high touch, specialist skills are required on-site and complemented by off-site and offshore service offerings: –

Front Office (software as a service)

  • Outsourced Software as a service for deal capture, trade management, inventory management
  • You maintain the data and Delta Capita maintains the application on private secure infrastructure on a segregated basis. This is optional – you can maintain your existing in-house or vendor platform and integrate to managed service back office platform

Middle Back Office (fully outsourced)

  • Delta Capita managed all post trade and pre-settlement functions
    • Collateral Management Operations
    • Trade Management
    • Billing
  • Full external service provider integration

Value Propositions – Securities Finance

We develop various value propositions for our clients. The following illustrate the breadth of our capability across Securities Finance:

Managing Principal
Jonathan Adams

Jonathan Adams

“Delta Capita can assist with optimising your business model and application architecture. Additionally, we provide an outsourced model where you can benefit  from a ‘pay for use’ managed service.”